Glossary of Health Care Terms

 

Adverse Selection

By either or more likely passively developing a pool of insured individuals with a higher than average expenditure of health resources.   Without the subsidy of healthy workers an older and sicker insured population will face increasing insurance premiums and thus be less able to afford healthcare.  Insurance companies may passively avoid marketing to certain high risk industries to avoid the potential for adverse selection. 

 

Average Adjusted Per Capita Cast (AAPC):

Capitation arrangement between a Managed Care Organization (MCO) and Medicare, in which the MCO agrees to accept a fee for Medicare patients enrolled in its plan. This fee is an estimate of what Medicare would have spent to provide care if the enrollee was in Medicare's FFS program. The payment for capitated patients to the MCO is based upon national norms adjusted for certain local conditions.

 

Assault –( Legal) Intentional Tort

Placing someone in reasonable apprehension of immediate battery

 

Balance Billing:

Practice of a provider billing patients for all charges not covered by an insurance plan.

 

Battery- Legal) Intentional Tort

Harmful or offensive contact/touching

 

Bundled Fees:

Lump-sum payment that covers several health care services; examples include per diems, DRGs (see below), and APGs (ambulatory patient group).

 

Carve Out:

A health benefit (perhaps mental health care or dental care) that is removed from a larger benefit package and contracted separately to a specialized managed care organization.

 

Case Management:

Monitoring and coordinating the delivery of health services for individual patients to enhance care and manage costs; often used for patients with specific diagnoses or who require high-cost or extensive health care services.

 

Case-mix Index:

Measurement of the average severity of illness or disease of a particular patient group; often used to determine reimbursement for long-term care facilities.

 

Case Rate:

Method for controlling hospital costs in which HMOs and hospitals negotiate a fixed fee for all care associated with a specific procedure, regardless of the length of hospital stay

 

Clinical Practice Guideline:

Systematically developed statement or algorithm that helps health care providers prescribe appropriate care for specific clinical circumstances; improves patient care and reduces duplication of procedures and risk management.

 

Closed Panel Model:

A managed health plan that contracts with physicians on an exclusive basis. The physicians are not allowed to contract with other health plans.

 

Co-insurance:

Provision in managed health care member coverage that limits the plan's coverage to a certain percentage of the cost of services (often 80%); the member pays the remainder. This requires the member to have some financial responsibility, again often 20%.

 

Community Rating

The risk for insuring a set of individuals is distributed across a geographic community with representation of many industries and employers.  Within each group (bankers, miners, clerks) the healthy use few benefits and subsidize those that are ill.  Among the groups, bank managers who use smaller amounts than their premiums are worth help pay for miners that use larger amounts than their premiums can buy.  Federally Qualified HMOs by law must community rate .

 

Concurrent Review:

Ongoing review of inpatient during a patient's hospital stay to confirm the need for continued care; one process used in utilization management.

 

Continuous Quality Improvement (CQI):

Business management technique that assesses and tries to improve internal operating procedures in an ongoing fashion.

 

Cost-to-charge Ratio:

Price charged for a hospital service, including markup, compared with the hospital's true cost for the service.

 

Deductible:

The amount of money an insured person must pay “at the front end” before the insurer will pay.  The reason for introducing this concept into health care coverage is primarily to discourage unnecessary use of services, and also to reduce insurance premiums, as all claims have a minimum amount that the insurer will be spared on every claim.

 

Defamation – (legal)  Intentional Tort

Defamatory statement regarding a plaintiff that is published (communicated) to a third party causing injury to reputation

 

Deselection I:

The process by which a provider's participation in a managed health plan's network is terminated.

 

Deselection II:

Dismissal of a provider from a managed care group; quality of care, interpersonal issues, patient satisfaction, and cost reasons may be cited as grounds for deselection.

 

Diagnosis-Related Group (DRG):

A Medicare prospective payment for a group of patients for whom reimbursement for inpatient services is paid in one lump sum, based on the diagnosis (e.g., stroke, pneumonia).

 

Direct Contract HMO Model:

An HMO that contracts with physicians individually rather than through an intermediary (an independent practice association) or group practice.

 

Discharge Planning:

Coordination of care to achieve optimal post-hospital care. Often viewed as a cost-control technique that determines appropriate patient aftercare following discharge from the hospital.

 

Discounted FFS:

Similar to FF5, but when the provider submits its claim in full, the MCO subtracts a certain percentage (specified in a contract) and pays the discounted total.

 

Disenrollment:

The process by which a person's membership in a managed health plan is terminated. A member may disenroll voluntarily, perhaps to join another managed health plan or to return to fee-for-service medicine. A health plan may decide to disenroll a member involuntarily if premiums are not paid for a lengthy time.

 

ERISA - The Employee Retirement Income Security Act.  ERISA exempts self-insured health plans from state laws governing health insurance, including contribution to risk pools, prohibitions against disease discrimination, and other state health reforms.

 

Experience Rating

Risk is born within a group of employees from one company and those who are sick are subsidized by those that remain well.  Healthy Bankers are subsidizing sick bankers.  This practice allows groups with lower overall health claims costs to have lower health insurance premiums.   Experience of the group directly impacts the premium rates.

 

False Imprisonment- (legal) Intentional Tort

Confining someone, act of restrain

 

Fee-for-service (FFS):

Traditional health care payment system in which physicians and hospitals receive a direct payment for their billed charge, either from a patient or an insurance company; also called standard indemnity; see also indemnity plan.

 

Fraud/ Misrepresentation –(legal) Intentional Tort

A person  knew facts, intend to induce reliance, plaintiff justifiably relies on statements to plaintiff's detriment

 

Gatekeeper:

Primary care physician who serves as a patient's initial contact for medical care, coordinates the patients overall care, and makes specialty referrals; predominant feature of most managed care particularly HMOs.

 


Gross domestic product (GDP) ‑ GDP is the market value of the goods and services produced by labor and property located in the United States. As long as the labor and property are located in the United States, the suppliers (that is, the workers and, for property, the owners) may be either U.S. residents or residents of the rest of the world. See related Consumer Price Index; Health expenditures, national.

 

Group Model HMO:

An HMO that contracts with a large physician practice to provide medical care to its members. The group may contract exclusively with and be partly owned by the health maintenance organization.

 

Health Care Financing Administration (HCFA):

Federal agency responsible for administering Medicare and overseeing states' administration of Medicaid.

 

Health Maintenance Organization (HMO):

A managed health plan that offers or arranges for health care to be provided to its members for a fixed, prepaid payment. The plan may share financial risk with some or all of its providers. There are four basic HMO models: group, independent practice association, network, and staff

 

Health Plan Employer Data and Information Set (HEDIS):

A series of data elements that enable interested parties to calcu­late and compare numerous performance measures for HMOs. HEDIS is collected by the National Committee for Quality Assurance, a nonprofit organization that accredits HMOs that meet its quality-of-care standards. Version 2.5 has about 60 performance measures for such areas as quality, access, utiliza­tion, and finance.

 

Home Health Care:

Medical care provided in a patient's home that often replaces more costly care in other settings, such as LTC facilities or hospitals.

 

Horizontal Integration

Horizontal Integration is aimed at identifying and exploiting interrelationships across distinct but related business units.  Examples of this are ownership of many medical practices either in the same or different specialties in one entity.  The sharing of activities like joint billing, management know-how or laundry are examples of the benefits provided by this strategy which may actually have potentially competing units sharing resources...

 

Indemnity Plan:

Insurance plan in which the insured person or provider is reimbursed for all or part of covered expenses after a service is provided, following submission of an insurance claim form; insured person can usually choose whatever provider is desired; see also FFS.


 

Independent Practice Association (IPA):

An HMO that contracts with numerous small independent group and solo practices through the intermediary (i.e., Independent Practice Association) that represents them. Physicians maintain their individual practices and negotiate as a group with payors. The physicians may be compensated on a capitated or fee-for-service basis.

 

International Classification of Diseases, Ninth Revision (ICD‑9) ‑ The International Classification of Diseases (ICD) classifies mortality information for statistical purposes. The ICD was first used in 1900 and has been revised about every 10 years since then. The ICD‑9, published in 1977, is used to code U.S. mortality data beginning with data year 1979. (See tables IV and V.) See related Cause of death; International Classification of Diseases, Ninth Revision, Clinical Modification.

 

International Classification of Diseases, Ninth Revision, Clinical Modification (ICD.‑9‑CM) ‑ The ICD‑9‑CM is based on and is completely compatible with the International Classification of Diseases, Ninth Revision. The ICD‑9‑CM is used to code morbidity

 

Invasion of Privacy –(legal) Intentional Tort

Publish private facts about plaintiff that reasonable person would object to being disseminated

 

Long-term Care (LTC):

Health care for patients with chronic disabilities or who suffer from serious cognitive impairment and require assistance with the routine activities of daily living; types include: residential, intermediate, subacute, and elder care.

 

Managed Behavioral Health Organization (MBHO):

A managed care organization that specializes in mental health care, which may be defined to include substance abuse services. An HMO may contract directly with a payor to provide this single benefit or may subcontract with another MCO for the mental health component of a comprehensive health benefit package.

 

Managed Care:

The systematic integration and coordination of the financing and delivery of health care. These activities are performed by health plans that try to provide their members with prepaid access to high quality care at relatively low cost and usually are at least partly at risk for the cost of care. The health plans may rely on physician gatekeepers and prior authorization mechanisms to minimize unnecessary or inappropriate utilization.

 

Managed Care Organization (MCO):

An HMO, a preferred provider organization, provider-sponsored network or any other health plan that integrates the financing and delivery of health care.

 

Managed Indemnity Plan:

A health plan that reimburses providers on a fee-for-service basis but relies on preadmission certification, continued-stay review, second surgical and other utilization management techniques to minimize unnecessary spending. Utilization management is broader than exists under a typical indemnity plan.


 

Management Services Organization (MSO):

An entity that performs claims processing, enrollment, marketing and other management services for a health plan.

 

Medigap:

Private health insurance purchased by individuals to supplement services not covered by Medicare (e.g., deductibles, copayments, and outpatient prescription drugs); also called Medicare supplement policy

 

Medical Savings Accounts

A health insurance option consisting of a high-deductible insurance policy and a tax-advantaged savings account.  Individuals would pay for their own health care up to the annual deductible by withdrawing from the savings account of paying out of pocket.  The insurance policy would pay for most or all costs of covered services once the deductible is met.  Under a four-year pilot project, medical savings accounts (MSAs) will be available to employees of small businesses (50 or fewer employees), and to individuals who are self-employed. Participants must also have coverage under a qualifying high deductible health plan. MSA contributions are tax-deductible. Fund withdrawals to pay for qualifying medical expenses are not taxed; however, withdrawals for any other purposes are taxed, and the account holder must also pay a 15 percent penalty. MSA balances carry over from year to year, and the interest earned is not taxable.  Promulgated under HIPAA.

 

Network Model HMO:

An HMO that contracts with several large single or multispecialty physician groups and hospitals to provide medical care to its members.

 

Open Enrollment Period:

Designated period, perhaps 1 or 2 months a year, during which a health plan's current members may switch health plans and non-members may apply for membership. State law may require a health plan to accept all applicants regardless of health status and prior coverage.

 

Open Panel Model:

A managed health plan that contracts with physicians who render care in their own offices. The physicians may contract with other health plans.

 

Outcomes Management:

Method to improve results of health care (outcomes) by identifying kinds of interventions that have produced optimal patient outcomes on a consistent basis.

 

Outcomes Research:

Research on the results of a given treatment regimen as measured in clinical, patient quality, and economic terms.

 

Partial Risk:

The sharing of the financial risk associated with providing specific health services. The risk may be spread among multiple parties, such as an MCO and its physicians and hospitals. In contrast, full risk means that one entity is financially liable for the total cost of rendering specific services.

 

Per Diem:

Type of bundled fee or prospective reimbursement that pays hospitals a set amount per patient for each day of hospitaliza­tion, regardless of diagnosis or the number of services provided.

 

Per Member Per Month (PMPM):

The basis on which capitation rates ordinarily are quoted. As far as the provider is concerned (hospital, physician, etc.), this is the amount of money paid by the insurance carrier on a monthly basis.

 

Per Member Per Year (PMPY):

The basis on which managed health plans ordinarily express their members' annual utilization rates, e.g., four (4) physician encounters per member per year. A related way to express utilization is in terms of the annual units of service provided per 1,000 members, such as 4,000 physician encounters per 1,000 members per year.

 

Physician Hospital Organization (PHO):

An entity that integrates and coordinates the health services that a hospital and its medical staff have packaged together to contract with HMOs, employers, and other payors. The entity may provide medical care, administrative services, or both types of services. It usually is sponsored by the hospital and members of its medical staff, who ordinarily continue to maintain their individual practices.

 

Point-of-service (POS) Product:

An insurance policy that allows a person to decide at the time service is needed whether to go out-of-plan for treatment. The option may extend to some, most, or all of the health services covered by the insurance policy The individual pays an additional premium or cost-sharing amount for this option.

 

Preferred Provider Organization (PPO):

A managed health plan that uses its provider network to render care to patients who have signed up with the network. The network usually is limited in size. Providers are paid discounted fees and may be financially at risk. Utilization review may be used to manage patient care, but the methods are not as vigorous as in HMOs, with risk-bearing primary care physicians serving as gatekeepers.

 

Premium:

Amount paid to an insurer or health care plan for providing coverage for a specific level of services during a set time period (e.g., a month or year); can be paid by the patient, employer, or shared by both patient and employer.

 

Primary Care Network (PCN):

A panel of physicians, non-physician practitioners, and health centers specializing in primary care services. Primary care physi­cians ordinarily are defined as family practitioners, general practitioners, internists, and pediatricians. Sometimes the defini­tion includes obstetricians/gynecologists for some (e.g., prenatal care) or all of their services.

 

Provider-sponsored Network (PSN):

A single system or multiple affiliated providers that render a prescribed benefit package on a prepaid basis. The PSN may contract with payors or an MCO; it is at financial risk for the benefit package.

 

Preexisting Conditions

The Health Insurance Portability and Accountability Act (HIPAA) helps assure continued health insurance coverage. Starting July 1, 1997, insurers could impose only one 12-month waiting period for any preexisting condition treated or diagnosed in the previous six months. Prior health insurance coverage will be credited toward the preexisting condition exclusion period as long as you have maintained continuous coverage without a break of more than 62 days. Pregnancy is not considered a preexisting condition, and newborns and adopted children who are covered within 30 days are not subject to the 12-month waiting period.  If you have had group health coverage for two years, and you switch jobs and go to another plan, that new health plan cannot impose another preexisting condition exclusion period. If, for example, you have had prior coverage of only eight months, you may be subject to a four-month, preexisting condition exclusion period when you switch jobs. If you’ve never been covered by an employer’s group plan, and you get a job that offers such coverage, you may be subject to a 12-month, preexisting condition waiting period. Federal law also makes it easier for you to get individual insurance under certain situations, including if you have left a job where you had group health insurance, or had another plan for more than 18 months without a break of more than 62 days.

 

Resource-Based Relative Value Scale (RBRVS):

System developed by the federal government that has reduced Medicare reimbursement for specialty services, while raising it for primary care.

 

Resource Utilization Group (RUG):

Patient severity category that reflects the level of nursing care and assistance with activities in daily living required for an UC facility patient; used to calculate case-mix index and determine reimbursement.

 

Reverse Capitation:

Reimbursement method that pays specialists by capitation and primary care physicians by FFS; the reverse of traditional capitation arrangement.

 

Risk Pool:

An accounting fund that contains a withhold portion of providers' fees and capitation rates. Withheld amounts are at risk and are returned to the providers only if specific performance goals are met.

 

Risk Sharing:

Feature of the managed care environment requiring managed care plans and their providers to share financial risk through mechanisms such as capitation, risk pools, and per diem contracts.

 

Staff Model HMO:

An HMO that relies on employee or staff physicians to provide most of the medical care its members need. The physicians are salaried and may receive bonuses annually if performance goals are met.


 

Stop Loss:

The dollar threshold at which the provider's financial liability for additional care is greatly reduced or eliminated. The threshold may apply to each member individually or to all members com­bined. The threshold commonly is expressed on an annual basis. Once it is reached, the provider may be liable for only a small portion of all remaining costs.

 

Super-IPA or Super PHO Model:

Several IPAs or PHOs that join forces to provide health care over a large geographic region.

 

Usual, Customary, and Reasonable Charge (UCR):

Commonly charged or prevailing fees for health services within a geographic area.

 

Utilization Management (UM):

Strategy used by health care plans to control costly medical interventions by ensuring that physicians reserve expensive interventions for appropriate patients; examples include UR, case management, preadmission certification, and second opinions.

 

Utilization Review:

Tool of utilization management in which health care plans review services delivered by providers to control the use of costly medical interventions.

 

Vertical integration.

Healthcare Vertical integration is incorporating many levels of care into one delivery system (a Vertically Integrated Delivery System - VIDS or IDS) in order to more closely control the flow of patients and services provided at each level.  An example involves a hospital that buys both primary care and specialist  so that primary care patients are referred to specific specialist who in turn  feed tests and procedures and admissions to the hospital.  This decision to vertically integrate is of critical importance in defining what the organization is and is not, what critical assets and capabilities should reside within the System, and what type of contracts the System should establish to deal with its external constituencies, the non-owned providers, the payers, the regulators and the patients.

 

Withhold:

The dollar amount that a MCO deducts from a provider's fees. The withheld amount is set aside in a risk-sharing fund and is returned to the provider if certain preset goals are met.

 

 

 

Portions adapted from:

D.B. Nash, The Managed Care Manual

P.L. Grimaldi Managed Care Primer;

Chapman R W and Lazarus G.S., Understanding Today’s U.S. Healthcare System

 

 

Your comments are appreciated.   What is unclear?  Ask me!

 


 

Definitions from Legal Lecture

Intentional Torts:

Assault - placing someone in reasonable apprehension of immediate battery

Battery - harmful or offensive contact/touching

False Imprisonment - confining someone, act of restraint

Defamation - defamatory statement regarding a plaintiff that is published (communicated) to a third party causing injury to reputation

Invasion of Privacy - publish private facts about plaintiff that reasonable person would object to dissemination

Fraud/ Misrepresentation - knew facts, intend to induce reliance, plaintiff justifiably relies on statements to plaintiff's detriment


 

SUPPLEMENTARY GLOSSARY

Academic Medical Center (AMC) - A group of related institutions including a teaching hospital or hospitals, a medical school and its affiliated faculty practice plan, and other health professional schools.

 

Ambulatory Care - Medical services provided on an outpatient (nonhospital) basis. Services may include diagnosis, treatment, surgery, and rehabilitation. 

 

Benefit Package - Services covered by a health insurance plan and the financial terms of such coverage, including cost sharing and limitations on amounts of services.

 

Capitation - A method of paying health care providers or insurers in which a fixed amount is paid per enrollee to cover a defined set of services over a specified period, regardless of actual services provided.

 

Community hospitals See Hospital.

 

Compensation ‑ See Employer costs for employee compensation.

 

Competitive Medical Plan (CMP):

A managed health plan that qualifies for a Medicare risk contract without meeting some of the requirements required to qualify as a health maintenance organization. It is somewhat easier for a health plan to qualify as a CMP than as an HMO.

 

Condition ‑ A health condition is a departure from a state of physical or mental well‑being. An impairment is a health condition that includes chronic or permanent health defects resulting from disease, injury, or congenital malformations. All health conditions, except impairments, are coded according to the International Classification of Diseases, Ninth Revision, Clinical Modification (ICD‑9‑CM).

 

Based on duration, there are two categories of conditions, acute and chronic. In the National Health Interview Survey, an acute condition is a condition that has lasted less than 3 months and has involved either a physician visit (medical attention) or restricted activity. A chronic condition refers to any condition lasting 3 months or more or is a condition classified as chronic regardless of its time of onset (for example, diabetes, heart conditions, emphysema, and arthritis). The National Nursing Home Survey uses a specific list of chronic conditions, also disregarding time of onset. See related International Classification of Diseases, Ninth Revision, Clinical Modification.

 

Consumer Price Index (CPI) ‑ CPI is prepared by the U.S. Bureau of Labor Statistics. It is a monthly measure of the average change in the prices paid by urban consumers for a fixed market basket of goods and services. The medical care component of CPI shows trends in medical care prices based on specific indicators of hospital, medical, dental, and drug prices. A revision of the definition of CPI has been in use since January 1988. See related Gross domestic product; Health expenditures, national.

 

Copayment – A fixed amount of money paid by a health care plan enrollee (beneficiary) at the time of service.  The health plan pays the remainder of the charge directly to the provider.  This is a method of cost sharing between the enrollee and the plan and serves as an incentive for the enrollee to use health care resources.

 

 

Diagnosis ‑ See First‑listed diagnosis.

 

Diagnosis-Related Group (DRG) – A hospital patient classification system developed at Yale University.  The current payment system for Medicare is based on the federal government’s setting a predetermined price for the “package of care” in the hospital (exclusive of physician’s fees) required for each DRG.  If the hospital can provide the care for less than the DRG price, it can keep the difference; if the care costs the hospital more than the price, the hospital has to absorb the difference.  Originally each DRG was intended to contain patients who were roughly the same kind of patient in a medical similarity, resource consumption was approximately the same within a given group.

 

Diagnostic and other nonsurgical procedures ‑ See Procedure.

 

Discharge ‑ The National Health Interview Survey defines a hospital discharge as the completion of any continuous period of stay of one night or more in a hospital as an inpatient. According to the National Hospital Discharge Survey and the American Hospital Association, discharge is the formal release of an inpatient by a hospital (excluding newborn infants), that is, the termination of a period of hospitalization (including stays of 0 nights) by death or by disposition to a place of residence, nursing home, or another hospital. See related Admission; Average length of stay; Days of care; Patient.

 

Domiciliary care homes ‑ See Nursing home.

 

Exclusive Provider Organization (EPO):

A preferred provider organization that requires its members to receive health care exclusively from its provider network. Members usually are liable for out-of-plan utilization except for emergency care.

 

Fee-For-Service (FFS) – A method of paying the provider whatever fee he or she charges on completion of a specific service.

 

General hospitals See Hospital.

 

General hospitals providing separate psychiatric services ‑ See mental health organization.

 

Health Care Provider – An individual of institution that provides direct medical services (e.g., physician, hospital, laboratory).  This term should not be confused with an insurance company, which “ provides” insurance.


Health expenditures, national ‑ See related Consumer Price Index; Gross domestic product.

 

Health services and supplies expendituresThese are outlays for goods and services relating directly to patient care plus expenses for administering health insurance programs and government public health activities. This category is equivalent to total national health expenditures minus expenditures for research and construction.

 

National health expenditures  ‑ This measure estimates the amount spent for all health services and supplies and health‑related research and construction activities consumed in the United States during the calendar year. Detailed estimates are available by source of expenditures (for example, out‑of‑pocket payments, private health insurance, and government programs), type of expenditures (for example, hospital care, physician services, and drugs), and are in current dollars for the year of report. Data are compiled from a variety of sources.

 

Nursing home expenditures  ‑ These cover care rendered in skilled nursing and intermediate care facilities, including those for the mentally retarded. The costs of long‑term care provided by hospitals are excluded.

 

Personal health care expenditures  ‑ These are outlays for goods and services relating directly to patient care. The expenditures in this category are total national health expenditures minus expenditures for research and construction, expenses for administering health insurance programs, and government public health activities.

 

Private expenditures ‑'These are outlays for services provided or paid for by nongovernmental sources‑‑consumers, insurance companies, private industry, philanthropic, and other nonpatient care sources.

 

Public expenditures‑These are outlays for services provided or paid for by Federal, State, and local government agencies or expenditures required by governmental mandate (such as, workmen's compensation insurance payments).

 

Health insurance coverage ‑ National Health Interview Survey (NHIS) respondents were asked about their health insurance coverage at the time of the interview in 1984, 1989, and 1997 and in the previous month in 1993‑96. Questions on health insurance coverage were expanded starting in 1993 compared with previous years. In 1997 the entire questionnaire was redesigned and data were collected using a computer assisted personal interview (CAPI).

 

Respondents are covered by private health insurance if they indicate private health insurance or if they are covered by a single service hospital plan, except in 1997 when no information on single service plans was obtained. Private health insurance includes managed care such as health maintenance organizations (HMO's).


 

Until 1996 persons were defined as having Medicaid or other public assistance coverage if they indicated that they had either Medicaid or other public assistance, or if they reported receiving Aid to Families with Dependent Children (AFDC) or Supplementary Security Income (SSI). After welfare reform in late 1996, Medicaid was delinked from AFDC and SSI. In 1997 persons were considered to be covered by Medicaid if they reported Medicaid or a State‑sponsored health program.

 

Medicare or military health plan coverage is also determined in the interview, and in 1997 other government‑sponsored program was determined.

 

If respondents do not report coverage under one of the above types of plans and they have unknown coverage on either private health insurance or Medicaid then they are considered to have unknown coverage.

 

The remaining respondents are considered uninsured. The uninsured are persons who do not have coverage under private health insurance, Medicare, Medicaid, public assistance, a State‑sponsored health plan, other government‑sponsored programs, or a military health plan. Persons with only Indian Health Service coverage are considered uninsured. Estimates of the percent of persons who are uninsured based on the NHIS (table 128) are slightly higher than those based on the March Current Population Survey (CPS) (table 146). The NHIS asks about coverage at the time of the survey (or in some survey years, coverage during the previous month), whereas the CPS asks about coverage over the previous calendar year. This may result in higher estimates of Medicaid and other health insurance coverage and correspondingly lower estimates of persons without health care coverage in the CPS compared with the NHIS. In addition, the CPS estimate is for persons of all ages whereas the NHIS estimate is for persons under age 65. See related Fee‑for‑service health insurance; Health maintenance organization; Managed care; Medicaid; Medicare.

 

Health Maintenance Organization (HMO) ‑ An HMO is a prepaid health plan delivering comprehensive care to members through designated providers, having a fixed monthly payment for health care services, and requiring members to be in a plan for a specified period of time (usually 1 year). Pure HMO enrollees use only the prepaid capitated health services of the HMO's panel of medical care providers. Open‑ended HMO enrollees use the prepaid HMO health services but in addition may receive medical care from providers who are not part of the HMO's panel. There is usually a substantial deductible, copayment, or coinsurance associated with the use of nonpanel providers. These open‑ended products are governed by State HMO regulations. HMO model types are:

 

GroupAn HMO that delivers health services through a physician group that is controlled by the HMO unit or an HMO that contracts with one or more independent group practices to provide health services.

Individual practice association (IPA)An HMO that contracts directly with physicians in independent practice, and/or contracts with one or more associations of physicians in independent practice, and/or contracts with one or more multispecialty group practices. The plan is predominantly organized around solo‑single‑specialty practices.


 

Mixed An HMO that combines features of group and IPA. This category was introduced in mid‑1990 because HMO's are continually changing and many now combine features of group and IPA plans in a single plan.

See related Managed care.

 

Health Plan – An organization that acts as an insurer for an enrolled population.

 

Health services and supplies expenditures ‑ These are outlays for goods and services relating directly to patient care plus expenses for administering health insurance programs and government public health activities. This category is equivalent to total national health expenditures minus expenditures for research and construction.

 

Home Health Care ‑ Home health care as defined by the National Home and Hospice Care Survey is care provided to individuals and families in their place of residence for promoting, maintaining, or restoring health; or for minimizing the effects of disability and illness including terminal illness.

 

Home visits ‑ Starting with 1997 the National Health Interview Survey is collecting information on home visits received during the past 12 months. Respondents are asked: "During the past 12 months, did you receive care at home from a nurse or other health care professional? What was the total number of home visits received?" These data are combined with data on visits to doctor's offices, clinics, and emergency departments to provide a summary measure of health care visits. See related Emergency department visit; Health care contact.

 

Hospice care ‑ Hospice care as defined by the National Home and Hospice Care Survey is a program of palliative and supportive care services providing physical, psychological, social, and spiritual care for dying persons, their families, and other loved ones. Hospice services are available in home and inpatient settings.

 

Hospital ‑ According to the American Hospital Association, hospitals are licensed institutions with at least six beds whose primary function is to provide diagnostic and therapeutic patient services for medical conditions by an organized physician staff, and have continuous nursing services under the supervision of registered nurses. The World Health Organization considers an establishment to be a hospital if it is permanently staffed by at least one physician, can offer inpatient accommodation, and can provide active medical and nursing care. Hospitals may be classified by type of service, ownership, size in terms of number of beds, and length of stay. In the National Hospital Ambulatory Medical Care Survey (NHAMCS) hospitals include all those with an average length of stay for all patients of less than 30 days (short‑stay) or hospitals whose specialty is general (medical or surgical) or children's general. Federal hospitals and hospital units of institutions and hospitals with fewer than six beds staffed for patient use are excluded. See related Average length of stay; Bed; Days of care; Emergency department; Outpatient department; Patient.

 

Community hospitals traditionally included all non‑Federal short‑stay hospitals except facilities for the mentally retarded. In the revised definition the following additional sites are excluded: hospital units of institutions, and alcoholism and chemical dependency facilities.

 

Federal hospitals are operated by the Federal Government.

 

For profit hospitals are operated for profit by individuals, partnerships, or corporations.

 

General hospitals provide diagnostic, treatment, and surgical services for patients with a variety of medical conditions. According to the World Health Organization, these hospitals provide medical and nursing care for more than one category of medical discipline (for example, general medicine, specialized medicine, general surgery, specialized surgery, and obstetrics). Excluded are hospitals, usually in rural areas, that provide a more limited range of care.

 

Nonprofit hospitals are operated by a church or other nonprofit organization.

 

Psychiatric hospitals are ones whose major type of service is psychiatric care. See mental health organization.

 

Registered hospitals are hospitals registered with the American Hospital Association. About 98 percent of hospitals are registered.

 

Short‑stay hospitals in the National Hospital Discharge Survey are those in which the average length of stay is less than 30 days. The National Health Interview Survey defines short‑stay hospitals as any hospital or hospital department in which the type of service provided is general; maternity; eye, ear, nose, and throat; children's; or osteopathic.

 

Specialty hospitals, such as psychiatric, tuberculosis, chronic disease, rehabilitation, maternity, and alcoholic or narcotic, provide a particular type of service to the majority of their patients.

 

Hospital‑based physician ‑ See Physician.

 

Hospital days ‑ See Days of care.

 

ICD; ICD codes ‑ See Cause of death; International Classification of Diseases, Ninth Revision.

 

Incidence ‑ Incidence is the number of cases of disease having their onset during a prescribed period of time. It is often expressed as a rate (for example, the incidence of measles per 1,000 children 5‑15 years of age during a specified year). Incidence is a measure of morbidity or other events that occur within a specified period of time. See related Prevalence.

 

Individual Practice Association (IPA) ‑ An HMO that contracts directly with physicians in independent practice, and/or contracts with one or more associations of physicians in independent practice, and/or contracts with one or more multispecialty group practices. The plan is predominantly organized around solo‑single‑specialty practices.

 

Inpatient care ‑ See Mental health service type.

 

Inpatient days ‑ See Days of care.

 

Insured ‑ See Health insurance coverage.

 

Intermediate care facilities ‑ See Nursing home.

 

Managed Care – Any system of health payment or delivery arrangements where the plan attempts to control or coordinate use of health services by its enrolled members in order to contain health expenditures, improve quality, or both.  Arrangements often involve a defined delivery system of providers with some form of contractual arrangement with the plan.

 

Medicare – The federal health benefit program for the elderly and disabled that covers 35 million Americans or about 14 percent of the population for an annual cost of over $120 billion.

 

Medigap Insurance – Privately purchased individual or group health insurance policies designed to supplement Medicare coverage.  Benefits may include payment of Medicare deductibles and coinsurance and balance bills, as well as payment for services not covered by Medicare.  Medigap insurance must conform to one of ten federally standardized benefit packages.

 

Mental health organization ‑ The Center for Mental Health Services defines a mental health Organization as an administratively distinct public or vale agency or institution whose primary concern is the provision of direct mental health services to the mentally ill or emotionally disturbed. Excluded are private office‑based practices of psychiatrists, psychologists, and other mental health providers; psychiatric services of all types of hospitals or outpatient clinics operated by Federal agencies other than the Department of Veterans Affairs (for example, Public Health Service, Indian Health Service, Department of Defense, and Bureau of Prisons); general hospitals that have no separate psychiatric services, but admit psychiatric patients to nonpsychiatric units; and psychiatric services of schools, colleges, halfway houses, community residential organizations, local and county jails, State prisons, and other human service providers. The major types of mental health organizations are described below.

 

Freestanding psychiatric outpatient clinics provide only outpatient services on either a regular or emergency basis. The medical responsibility for services is generally assumed by a psychiatrist.

 

General hospitals providing separate psychiatric services are non‑Federal general hospitals that provide psychiatric services in either a separate psychiatric inpatient, outpatient, or partial hospitalization service with assigned staff and space.

 

Multiservice mental health organizations directly provide two or more of the program elements defined under Mental health service type and are not classifiable as a psychiatric hospital, general hospital, or a residential treatment center for emotionally disturbed children. (The classification of a psychiatric or general hospital or a residential treatment center for emotionally disturbed children takes precedence over a multiservice classification, even if two or more services are offered.)

 

Partial care organizations provide a program of ambulatory mental health services.

 

Private mental hospitals are operated by a sole proprietor, partnership, limited partnership, corporation, or nonprofit organization, primarily for the care of persons with mental disorders.

 

Psychiatric hospitals are hospitals primarily concerned with providing inpatient care and treatment for the mentally ill. Psychiatric inpatient units of Department of Veterans Affairs general hospitals and Department of Veterans Affairs neuropsychiatric hospitals are combined into the category Department of Veterans Affairs psychiatric hospitals because of their similarity in size, operation, and length of stay.

 

Residential treatment centers for emotionally disturbed children must meet all of the following criteria: (a) Not licensed as a psychiatric hospital and primary purpose is to provide individually planned mental health treatment services in conjunction with residential care; (b) Include a clinical program that is directed by a psychiatrist, psychologist, social worker, or psychiatric nurse with a graduate degree; (c) Serve children and youth primarily under the age of 18; and (d) Primary diagnosis for the majority of admissions is mental illness, classified as other than mental retardation, developmental disability, and substance‑related disorders, according to DSM‑IVICDA‑8 or DSM‑IIIR/ICD‑9‑CM codes.

 

State and county mental hospitals are under the auspices of a State or county government or operated jointly by a State and county government.

See related Addition; Mental health service type.

 

Mental health service type ‑ refers to the following kinds of mental health services:

 

Inpatient care is the provision of 24‑hour mental health care in a mental health hospital setting.

 

Outpatient care is the provision of ambulatory mental health services for less than 3 hours at a single visit on an individual, group, or family basis, usually in a clinic or similar organization. Emergency care on a walk‑in basis, as well as care provided by mobile teams who visit patients outside these organizations are included. "Hotline" services are excluded.

 

Partial care treatment is a planned program of mental health treatment services generally provided in visits of 3 or more hours to groups of patients. Included are treatment programs that emphasize intensive short‑term therapy and rehabilitation; programs that focus on recreation, and/or occupational program activities, including sheltered workshops; and education and training programs, including special education classes, therapeutic nursery schools, and vocational training.

 

Residential treatment care is the provision of overnight mental health care in conjunction with an intensive treatment program in a setting other than a hospital. Facilities may offer care to emotionally disturbed children or mentally ill adults. See related Addition; Mental health organization.


 

Metropolitan statistical area (MSA) ‑ MSA's are defined by the U.S. Office of Management and Budget (OMB). The MSA standards are revised before each decennial Census. When Census data become available, the standards are applied to define the actual MSA's. An MSA is a county or group of contiguous counties that contains at least one city with a population of 50,000 or more or includes a Census Bureau‑defined urbanized area of at least 50,000 with a metropolitan population of at least 100,000. In addition to the county containing the main city or urbanized area, an MSA may contain other counties that are metropolitan in character and are economically and socially integrated with the central counties. In New England, cities and towns, rather than counties, are used to define MSA's. For data from the National Health Interview Survey (NHIS) prior to 1995, metropolitan population is based on MSA's as defined by OMB in 1983 using the 1980 Census. Starting with the 1995 NHIS, metropolitan population is based on MSA's as defined by OMB in 1993 using the 1990 Census. For further information on MSA's, see U.S. Department of Commerce, Bureau of the Census, State and Metropolitan Area Data Book. See related Urbanization.

 

Multiservice mental health organizations ‑ See Mental health organization.

 

Network-Model HMO – An HMO that contracts with several different medical groups, often at a capitated rate.  Groups may use different methods to pay their physicians.

 

Nonpatient revenue ‑ Nonpatient revenues are those revenues received for which no direct patient care services are rendered. The most widely recognized source of nonpatient revenues is philanthropy. Philanthropic support may be direct from individuals or may be obtained through philanthropic fund raising organizations such as the United Way. Support may also be obtained from foundations or corporations. Philanthropic revenues may be designated for direct patient care use or may be contained in an endowment fund where only the current income may be tapped.

 

Nonprofit hospitals See Hospital.

 

Nursing care ‑ The following definition of nursing care applies to data collected in National Nursing Home Surveys through 1977. Nursing care is the provision of any of the following services: application of dressings or bandages; bowel and bladder retraining; catheterization; enema; full bed bath; hypodermic, intramuscular, or intravenous injection; irrigation; nasal feeding; oxygen therapy; and temperature‑pulse‑respiration or blood pressure measurement. See related Nursing home.

 

Nursing care homes ‑ See Nursing home.

 

Nursing home ‑ In the Online Survey Certification and Reporting database, a nursing home is a facility that is certified and meets the Health Care Financing Administration's long‑term care requirements for Medicare and Medicaid eligibility. In the National Master Facility Inventory and the National Nursing Home Survey, a nursing home is an establishment with three or more beds that provides nursing or personal care services to the aged, infirm, or chronically ill. The following definitions of nursing home types apply to data collected in National Nursing Home Surveys through 1977.

 

Nursing care homes must employ one or more full‑time registered or licensed practical nurses and must provide nursing care to at least one‑half the residents.

 

Personal care homes with nursing have some but fewer than one‑half the residents receiving nursing care. In addition, such homes must employ one or more registered or licensed practical nurses or must provide administration of medications and treatments in accordance with physicians' orders, supervision of self‑administered medications, or three or more personal services.

 

Personal care homes without nursing have no residents who are receiving nursing care. These homes provide administration of medications and treatments in accordance with physicians' orders, supervision of self‑administered medications, or three or more personal services.

 

Domiciliary care homes primarily provide supervisory care but also provide one or two personal services.

 

Nursing homes are certified by the Medicare and/or Medicaid program. The following definitions of certification levels apply to data collected in National Nursing Home Surveys of 1973‑74, 1977, and 1985.

 

Skilled nursing facilities provide the most intensive nursing care available outside of a hospital. Facilities certified by Medicare provide post hospital care to eligible Medicare enrollees. Facilities certified by Medicaid as skilled nursing facilities provide skilled nursing services on a daily basis to individuals eligible for Medicaid benefits.

 

Intermediate care facilities are certified by the Medicaid program to provide health‑related services on a regular basis to Medicaid eligibles who do not require hospital or skilled nursing facility care but do require institutional care above the level of room and board.

 

Not certified facilities are not certified as providers of care by Medicare or Medicaid.

See related Nursing care; Resident.

 

Nursing home expenditures ‑ See Health expenditures, national.

 

Nursing home expenditures ‑ These cover care rendered in skilled nursing and intermediate care facilities, including those for the mentally retarded. The costs of long‑term care provided by hospitals are excluded.

 

Occupancy rate ‑ The American Hospital Association defines hospital occupancy rate as the average daily census divided by the average number of hospital beds during a reporting period. Average daily census is defined by the American Hospital Association as the average number of inpatients, excluding newborns, receiving care each day during a reporting period. The occupancy rate for facilities other than hospitals is calculated as the number of residents reported at the time of the interview divided by the number of beds reported. In the Online Survey Certification and Reporting database, occupancy is the total number of residents on the day of certification inspection divided by the total number of beds on the day of certification.

 

Office‑based physician ‑ See Physician.

 

Office visit ‑ In the National Ambulatory Medical Care Survey, an office visit is any direct personal exchange between an ambulatory patient and a physician or members of his or her staff for the purposes of seeking care and rendering health services. See related Outpatient visit.

 

Operations ‑ See Procedure.

 

Outpatient department ‑ According to the National Hospital Ambulatory Medical Care Survey (NHAMCS), an outpatient department (OPD) is a hospital facility where nonurgent ambulatory medical care is provided. The following are examples of the types of OPD's excluded from the NHAMCS: ambulatory surgical centers, chemotherapy, employee health services, renal dialysis, methadone maintenance, and radiology. See related Emergency department; Outpatient visit.

 

Outpatient surgery ‑ According to the American Hospital Association, outpatient surgery is performed on patients who do not remain in the hospital overnight and occurs in inpatient operating suites, outpatient surgery suites, or procedure rooms within an outpatient care facility. Outpatient surgery is a surgical operation, whether major or minor, performed in operating or procedure rooms. A surgical operation involving more than one surgical procedure is considered one surgical operation. See related Ambulatory surgery; Procedure.

 

Outpatient visit ‑ The American Hospital Association defines outpatient visits as visits for receipt of medical, dental, or other services by patients who are not lodged in the hospital. Each appearance by an outpatient to each unit of the hospital is counted individually as an outpatient visit. In the National Hospital Ambulatory Medical Care Survey an outpatient department visit is a direct personal exchange between a patient and a physician or other health care provider working under the physician's supervision for the purpose of seeking care and receiving personal health services. See related Emergency department visit; Outpatient department.

 

Part A Medicare – Medical Hospital Insurance (HI) under Part A of Title XVIII of the Social Security Act, which covers beneficiaries for impatient hospital, home health, hospice, and limited SNF services.  Beneficiaries are responsible for deductibles and copayments.

 

Part B Medicare – Medicare Supplementary Medical Insurance (SMI) under Part B of Title XVII of the Social Security Act, which covers Medicare beneficiaries for physician services, medical supplies, and other outpatient treatment.  Beneficiaries are responsible for monthly premiums, copayments, deductibles, and balance billing.

 

Partial care organization ‑ See Mental health organization.

 

Partial care treatment ‑ See Mental health service type.

 

Patient ‑ A patient is a person who is formally admitted to the inpatient service of a hospital for observation, care, diagnosis, or treatment. See related Admission; Average length of stay; Days of care; Discharge; Hospital.

 

Percent change ‑ See Average annual rate of change.

 

Per Diem Payments – Fixed daily payments that do not vary with the level of services used by the patient.  This method generally is used to pay institutional providers, such as hospitals and nursing facilities.

 

Personal care homes with or without nursing See Nursing home.

 

Personal health care expenditures ‑ These are outlays for goods and services relating directly to patient care. The expenditures in this category are total national health expenditures minus expenditures for research and construction, expenses for administering health insurance programs, and government public health activities.

 

Physician ‑ Physicians, through self‑reporting, are Classified by the American Medical Association and others as licensed doctors of medicine or osteopathy, is follows:

 

Active (or professionally active) physicians are currently practicing medicine for a minimum of 20 hours per week. Excluded are physicians who are not practicing, practicing medicine less than 20 hours per week, have unknown addresses, or specialties not classified (when specialty information is presented).

 

Federal physicians are employed by the Federal Government; non‑Federal or civilian physicians are not.

 

Hospital‑based physicians spend the plurality of their time as salaried physicians in hospitals.

 

Office‑based physicians spend the plurality of their time working in practices based in private offices.

 

Data for physicians are presented by type of education (doctors of medicine and doctors of osteopathy); place of education (U.S. medical graduates and international medical graduates); activity status (professionally active and inactive); employment setting (Federal and non‑Federal); area of specialty; and geographic area. See related Office; Physician specialty.

 

Physician specialty  ‑ A physician specialty is any specific branch of medicine in which a physician may concentrate. Data are based on physician self‑reports of their primary area of specialty. Physician data are broadly categorized into two general areas of practice: generalists and specialists.

 

Generalist physicians are synonymous with primary care generalists and only include physicians practicing in the general fields of family and general practice, general internal medicine, and general pediatrics. They specifically exclude primary care specialists.

 

Primary care specialists practice in the subspecialties of general and family practice, internal medicine, and pediatrics. The primary care subspecialties for family practice include geriatric medicine and sports medicine. Primary care subspecialties for internal medicine include diabetes, endocrinology and metabolism, hematology, hepatology, cardiac electro physiology, infectious diseases, diagnostic laboratory immunology, geriatric medicine, sports medicine, nephrology, nutrition, medical oncology, and rheumatology. Primary care subspecialties for pediatrics include adolescent medicine, critical care pediatrics, neonatal‑perinatal medicine, pediatric allergy, pediatric cardiology, pediatric endocrinology, pediatric pulmonology, pediatric emergency medicine, pediatric gastroenterology, pediatric hematology/oncology, diagnostic laboratory immunology, pediatric nephrology, pediatric rheumatology, and sports medicine.

 

Specialist physicians practice in the primary care specialties, in addition to all other specialist fields not included in the generalist definition. Specialist fields include allergy and immunology, aerospace medicine, anesthesiology, cardiovascular diseases, child and adolescent psychiatry, colon and rectal surgery, dermatology, diagnostic radiology, forensic pathology, gastroenterology, general surgery, medical genetics, neurology, nuclear medicine, neurological surgery, obstetrics and gynecology, occupational medicine, ophthalmology, orthopedic surgery, otolaryngology, psychiatry, public health and general preventive medicine, physical medicine and rehabilitation, plastic surgery, anatomic and clinical pathology, pulmonary diseases, radiation oncology, thoracic surgery, urology, addiction medicine, critical care medicine, legal medicine, and clinical pharmacology. See related Physician.

 

Point-of-Service (POS) Plan – A health plan with a network of providers whose services are available to enrollees at a lower cost that the services of nonnetwork providers.  POS enrollees must receive authorization form a primary care physician in order to use network services.  POS plans typically do not pay for out-of-network referrals for primary care services.

 

Poverty level ‑ Poverty statistics are based on definitions originally developed by the Social Security Administration. These include a set of money income thresholds that vary by family size and composition. Families or individuals with income below their appropriate thresholds are classified as below the poverty level. These thresholds are updated annually by the U.S. Bureau of the Census to reflect changes in the Consumer Price Index for all urban consumers (CPI‑U). For example, the average poverty threshold for a family of four was $16,400 in 1997 and $13,359 in 1990. For more information, see U.S. Bureau of the Census: Money Income of Households, Families, and Persons in the United States, 1996. Series P‑60. Washington. U.S. Government Printing office. See related Consumer Price Index;.

 

Practice Guideline – An explicit statement of what is known and believed about the benefits, risks, and costs of particular courses of medical action, intended to assist decisions by practitioners, patients, and others about appropriate health care for specific clinical conditions.

 

Preferred Provider Organization (PPO) – A health plan with a network of providers whose services are available to enrollees at lower cost than the services of nonnetwork providers.  PPO enrollees may self-refer to any network provider at any time.

 

Prevalence ‑ Prevalence is the number of cases of a disease, infected persons, or persons with some other attribute present during a particular interval of time. It is often expressed as a rate (for example, the prevalence of diabetes per 1,000 persons during a year). See related Incidence.

 

Primary admission diagnosis ‑ In the National Home and Hospice Care Survey the primary admission diagnosis is the first‑listed diagnosis at admission on the patient's medical record as provided by the agency staff member most familiar with the care provided to the patient.

 

Primary Care – Primary care is the provision of integrated, accessible health care services by clinicians who are accountable for addressing a large majority of personal health care needs, developing a sustained partnership with patients, and practicing in the context of family and community.

 

Primary care specialties ‑ See Physician specialty.

 

Private expenditures ‑ 'These are outlays for services provided or paid for by nongovernmental sources‑‑consumers, insurance companies, private industry, philanthropic, and other nonpatient care sources.

 

Procedure ‑ The National Hospital Discharge Survey (NHDS) and the National Survey of Ambulatory Surgery (NSAS) define a procedure as a surgical or nonsurgical operation, diagnostic procedure, or therapeutic procedure (such as respiratory therapy) recorded on the medical record of discharged patients. A maximum of four procedures per discharge in NHDS and up to six procedures per discharge in NSAS were recorded and coded to the International Classification of Diseases, Ninth Revision, Clinical Modification. Previous editions of Health, United States classified procedures into surgical and diagnostic and other nonsurgical procedures. The distinction between surgical and diagnostic and nonsurgical procedures has become less meaningful due to the development of minimally invasive and noninvasive surgery. Thus the practice of classifying procedures as surgical or diagnostic has been discontinued. See related Ambulatory surgery; Outpatient surgery.

 

Proprietary hospitals ‑ See Hospital.

 

Prospective Payment – A method of paying health care providers in which rates are established in advance.  Providers are paid these rates regardless of the costs they actually incur.

 

Psychiatric hospitals See Hospital; Mental health organization.

 

Public expenditures ‑ These are outlays for services provided or paid for by Federal, State, and local government agencies or expenditures required by governmental mandate (such as, workmen's compensation insurance payments).

 

Public Health – Activities that society does collectively to ensure conditions in which people can be healthy.  This includes organized community efforts to prevent, identify, pre-empt, and counter threats to the public’s health.

 

Public expenditures ‑ See Health expenditures, national.

 

Public health activities ‑ Public health activities may include any of the following essential services of public health‑surveillance, investigations, education, community mobilization, workforce training, research, and personal care services delivered or funded by governmental agencies.

 

Race ‑ In 1977 the Office of Management and Budget (OMB) issued Race and Ethnic Standards for Federal Statistics and Administrative reporting in order to promote comparability of data among Federal data systems. The 1977 standards called for the Federal Government's data systems to classify individuals into the following four racial groups: American Indian or Alaska Native, Asian or Pacific Islander, black, and white.  Depending on the data source, the classification by race was based on self-classification or on observation by an interviewer or other person filling out the questionnaire.

 

In 1997 new standards were announced for classification of individuals by race within the Federal Government’s data systems (Federal Register, 62FR58781-58790).  The 1997 standards have five racial groups: American Indian or Alaska Native, Asian, Black or African American, Native Hawaiian or other Pacific Islander, and White.  These five categories are the minimum set for data on race for Federal statistics.  The 1997 standards also offer an opportunity for respondents to select more than one of the five groups, leading to many possible multiple race categories.  As with the single race groups, data for the multiple race groups are to be reported when estimates meet agency requirements for reliability and confidentiality. The 1997 standards allow for observer or proxy identification of race but clearly state a preference for self-classification.

 

All Federal data systems are required to be compliant with the 1997 standards by 2003.  Although some data systems already permit tabulation of race-specific estimates under the 1997 standards, most do not.  In order to facilitate comparisons of race-specific estimates across the various data systems presented in Health, United States, the 1977 standard categories are used in all trend tables and charts.  However, for illustration, two health statistics (cigarette smoking and private health insurance coverage) based on data from the 1993-95 National Health Interview Survey have been tabulated by race and Hispanic origin using both the 1997 and 1977 standards (tables XI and XII).  In these illustrations, three separate tabulations using the 1997 standards are shown: 1) Race: mutually exclusive race groups, including several multiple race combinations; 2) Race, any mention: race groups that are not mutually exclusive because each race category includes all persons who mention that race; and 3) Hispanic origin and race: detailed race and Hispanic origin with a multiple race total category.  When applicable, comparison tabulations are shown for the 1977 standards.  Under the 1997 standards the sample size in each race group declines slightly when compared with the 1977 standards because there are more race groups.  There are few multiple race groups with sufficient numbers of observations to meet standards of statistical reliability.  Tables XI and XII also illustrate changes in the terms used for specific groups in the 1997 standards.  The race designation of Black was changed to Black or African American and the ethnicity designation of Hispanic was changed to Hispanic of Latino. 

 

Additional information is provided in Appendix I under National Vital Statistics System.  Also see related Hispanic origin.

 

Registered hospitalsSee Hospital.

 

Registered nursing education – Registered nursing data are shown by level of educational preparation. Baccalaureate education requires at least 4 years of college or university; associate degree programs are based in community colleges and are usually 2 years in length; and diploma programs are based in hospitals and are usually 3 years in length.

 

Relative Value Scale (RVS) – An index that assigns weights to each medical service.  The weights represent the relative amount to be paid for each service.  The RVS used in the development of the Medicare Fee Schedule consists of three cost components: physician work, practice expense, and malpractice expense.

 

Residential treatment care ‑ See Mental health service type.

 

Residential treatment centers for emotionally disturbed children ‑ See Mental health organization.

 

Resource-Based Relative Value Scale (RBRVS) – A relative value scale that is based on the resources involved in providing a service.

 

Risk Selection – Enrollment choices made by health plans or enrollees on the basis of perceived risk relative to the premium to be paid.

 

Self‑assessment of health ‑ See Health status, respondent‑assessed.

 

Short‑stay hospitalsSee Hospital.

 

Skilled nursing facilities (SNF) – An institution that has a transfer agreement with one or more hospitals, provides primarily inpatient skilled nursing care and rehabilitative services, and meets other specific certification requirements.

 

Solo Practice – A physician who practices alone or with others but does not pool income or expenses.

 

Specialty hospitals See Hospital.

 

Staff-Model HMO – An HMO in which physicians practice solely as employees of the HMO and usually are paid a salary. See HMO.

 

Supplemental Insurance – Any private health insurance plan held by a Medicare beneficiary, including Medigap policies and postretirement health benefits.

 

Supplemental Medical Insurance (SMI) – The part of Medicare through which persons entitled to Part A Medicare, the Hospital Insurance Program, may obtain assistance with payment for physician’s services, diagnostic tests, and other outpatient services.  Individuals participate voluntarily through enrollment and the payment of a monthly fee.

 

Surgical operations ‑ See Procedure.

 

Surgical specialties ‑ See Physician specialty.

 

Tertiary Care – Care of highly technical and specialized nature, provided in a medical center – usually one affiliated with a university – for patients with unusually severe, complex, or unusual disorders.  Tertiary care is the highest level of care.

 

Tertiary Care Center – A large medical institution, usually a teaching hospital, that provides highly specializes care.

 

Third-Party Payer – An organization, private or public, that pays for or insures at least some of the health care expenses of its beneficiaries.  Third-party payers include commercial health insurers, Medicare, and Medicaid.

 

Uninsured ‑ See Health insurance coverage.

 

Utilization Review (UR) - The review of services delivered by a health care provider to evaluate the appropriateness, necessity, and quality of the prescribed services.  The review can be performed on a prospective, concurrent, or retrospective basis.

 

Sources:

 

Health United Sates, 2000 U.S. Department of Health and Human Services Centers for Disease Control and Prevention, National Center for Health Statistics

 

Health and Health Care 2010, The Forecast, The Challenge. Institute for the Future, 2000.